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Health monitoring duties for persons conducting a business or undertaking

If you are a person conducting a business or undertaking such as a business owner or workplace operator (referred to in this guide as a PCBU), this guide is for you. It explains what your duties are for monitoring the health of your workers under the Work Health and Safety Act 2020 (the WHS Act), Work Health and Safety (General) Regulations 2022 and Work Health and Safety (Mines) Regulations 2022 (the WHS Regulations). WorkSafe WA is the regulator for WHS legislation in Western Australia.

When you monitor the health of your workers, you must follow WHS laws alongside other legislation; for example, privacy laws and laws for handling personal information of your workers. 

How to use this guide

This guide will help you to understand your duties as a PCBU to provide health monitoring for your workers. It will assist you to comply with your duties under WHS laws, but should not be relied on in the place of the full text of those laws. In this guide ‘must’, ‘requires’ or ‘mandatory’ are used where you are legally required to comply with an obligation. ‘Should’ is used to recommend an action and ‘may’ where you can choose to do as recommended. Important terms used in this guide This guide covers a PCBU’s obligations to its workers. When the term ‘worker’ is used in this guide be mindful that it captures this wide range of people. A ‘worker’ under the WHS Act includes not only your employees, but also other persons who work for you, such as contractors, subcontractors and apprentices.

Under the WHS Regulations, the hazardous chemicals that require health monitoring are listed in table 14.1 of Schedule 14. Lead and asbestos are also hazardous chemicals, but have slightly different health monitoring requirements. Information about health monitoring for lead and asbestos are also provided in this guide.

‘Lead risk work’ means work carried out in a lead process that is likely to cause the blood lead level of a worker carrying out the work to exceed:

  • for a female of reproductive capacity – 5μg/dL (0.24μmol/L), or
  • in any other case – 20μg/dL (0.97μmol/L).

Some specific lead processes are identified in the WHS Regulations. More information about lead can be found in the individual health monitoring guides for hazardous chemicals on the DMIRS website.

A registered medical practitioner with experience in health monitoring must carry out or supervise your worker’s health monitoring. 

What is health monitoring?

Health monitoring is the monitoring of a worker to identify changes in their health status because of exposure to certain substances. It involves a registered medical practitioner with experience in health monitoring to examine and monitor the health of your workers to see if the exposure to hazardous chemicals at work is affecting their health.

You must ensure that health monitoring is carried out or supervised by an appropriate registered medical practitioner. If your workers have health monitoring regularly, it is called a health monitoring program. The registered medical practitioner will choose the best way to monitor your worker’s health and may use more than one way to monitor your worker’s health. They will choose the best way by looking at:

  • the regulatory requirements under WHS Regulations, including Schedule 14 requirements for specified hazardous chemicals
  • the type of chemical involved
  • the way your worker is exposed
  • the level of exposure
  • if the work environment includes control methods or equipment to reduce the exposure
  • if it is possible to use a proactive way to monitor adverse health effects.

Proactive health monitoring means monitoring your workers before they develop symptoms. This can include examining your worker for health effects, checking the level of a chemical or substance in your worker’s blood or urine. Proactive monitoring is preferable to monitoring symptoms after they have developed such as markers of liver injury or changes in the blood cells of your worker.

Sometimes a worker is exposed to chemicals outside of the workplace, through food or water, and this information can also be captured during a worker’s health monitoring program. This information can help the registered medical practitioner to better understand and help manage your worker’s health monitoring program. You can read more about confounding effects and effects that are difficult to understand in the individual health monitoring guides for hazardous chemicals on the DMIRS website.

You must never use health monitoring instead of implementing effective control measures. However, you can use it to see:

  • how effective your control measures are
  • whether you should apply new or more effective control measures.

A health monitoring program is only effective if you:

  • act on the results of health monitoring that show early signs of, or a trend towards potential injury, illness or disease
  • know when you should refer workers for health monitoring
  • know how you should use the results of health monitoring to minimise risks to health and safety.

The registered medical practitioner will monitor your worker’s health in different ways to assess exposure and the impact this has on their health. These are discussed below.

When must you monitor the health of your workers?

The health monitoring process

Once you determine that you need to provide health monitoring for your workers, you must:

  • consult with your workers
  • engage a registered medical practitioner
  • organise and pay for health monitoring appointments
  • get a health monitoring report for each worker
  • keep records.

You should also action any recommendations made by a registered medical practitioner in their report as part of your duty to ensure, as far as is reasonably practicable, that your workers are given the highest level of protection against harm to their health. You must action a recommendation to remove a worker from lead risk work.

You can use the checklist in Appendix 2 to help you with the health monitoring process. 

Consulting your workers

Participation of your workers in discussions about health and safety is important, as they are most likely to know about the risks of their work.

You must tell workers before they are hired, or before they start work about any health monitoring. For lead risk work and any asbestos work, you must tell workers why they need health monitoring and what it will be.

You must consult workers about the registered medical practitioner you choose to supervise or perform the health monitoring. Genuine consultation involves you talking with your workers about this before you engage the registered medical practitioner.

You should inform workers about:

  • what is expected in their health monitoring program
    • for example, the types and frequency of tests
  • when they should see the registered medical practitioner
  • how a registered medical practitioner is chosen and their qualifications
  • who pays for the health monitoring
  • if and how monitoring results may affect their work
    • for example, explaining where they may be moved to other tasks
  • how you keep their health monitoring records and who they may be disclosed to and under what circumstances.

Sometimes, the registered medical practitioner will also give your worker information about:

  • possible health effects from exposure
  • what health monitoring aims to achieve and its benefits
  • how and who to report symptoms to. 

You should tell workers that you will keep their health monitoring results confidential and carefully stored, and that you will only share them with your worker’s written consent, or when required by the WHS laws, or other laws, with:

  • the regulator
  • the business or undertaking they work for
  • other PCBUs who have a duty to provide health monitoring for your worker
  • another registered medical practitioner.

There are other things you must consult your workers about at the workplace. Please read the Code of Practice: Work health and safety consultation, cooperation and coordination for more information about consultation.

Engaging a registered medical practitioner

You must use a registered medical practitioner with experience in health monitoring to carry out or supervise health monitoring.

You can choose who you like as your registered medical practitioner, provided you have genuinely consulted your workers regarding this choice and the doctor is experienced in health monitoring. Your registered medical practitioner could be employed by a company, in a medical practice, in a specialist occupational health organisation or they may provide specialist services and testing like respiratory screening and referral for imaging services.

The registered medical practitioner should prepare a health monitoring program and either carry it out themselves or supervise other suitably qualified people, like an occupational health nurse, to deliver the program. The registered medical practitioner has overall responsibility for the health monitoring program.

The registered medical practitioner may visit the workplace to better understand your control measures, work processes and exposure scenarios. They may also seek advice from you as the PCBU, other professionals like an occupational physician, or other work health and safety professionals.

Organising health monitoring

As the PCBU, you must:

  • use a registered medical practitioner
  • arrange health monitoring appointments for your workers where there is a risk to their health because of exposure to a hazardous chemical, they are at risk of exposure to asbestos, or they are conducting lead risk work.

You can make one-off health monitoring appointments if a worker has concerns about potential exposure. For example if there was a leak or spill, or if your worker’s personal situation changes and their risk of harm from exposure has changed.

A checklist for providing health monitoring is included in Appendix 2 to this Guide. [accordion collapsed

Health monitoring reports

The registered medical practitioner completes the health monitoring report and provides a copy to you as the PCBU. You must take all reasonable steps to get a copy from the registered medical practitioner as soon as practicable after the health monitoring.

The registered medical practitioner also has a duty to give a copy of the report to the regulator if the results (including the job role/task descriptors) are consistent with exposure to the hazardous chemical. This means that most health monitoring reports are sent to the regulator.

Health monitoring notification forms are available on the DMIRS website.

Record keeping for health monitoring reports

You must identify workers’ health monitoring reports as a record for that worker. You must store these records confidentially and keep them separate from other information; for example, records of non-health monitoring examinations.

Further information

You will find further information on health monitoring requirements including information on individual scheduled chemicals, on the DMIRS website.

Appendix 1 Health monitoring for hazardous chemicals

Appendix 2 Checklist for providing health monitoring

WorkSafe
Guide / handbook
Last updated 03 Jan 2023

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