Version 6.0
- Service provider responsibilities – have been updated to increase participant safeguarding and make annexing of service provider terms and conditions easier as follows:
- Reporting serious concerns to the guardian – clause 3.3.1 has been added to require the service provider to report serious concerns about the participant’s health, safety and wellbeing to the guardian within 24 hours.
- Contract management improvements – clauses 3.3.5 and 3.3.6 have changed as follows:
- Appendix 2 – Appendix 2 has replaced reference to an annexure document at clause 3.3.5. Appendix 2 has been added to the end of the OPA service agreement and provides opportunity for service providers to add their own service provider terms and conditions and documents containing their service provider terms and conditions to the OPA service agreement as an appendix.
- Indemnity – clause 3.3.5 has been updated to prevent service providers from adding their own indemnity clause/s into Appendix 2.
- Amendments to Appendix 2 – clause 3.3.6 has been adjusted to enable service providers to update their service provider terms and conditions by providing written notice to the guardian in the form of a replacement Appendix 2 document.
- Appendix 2 – Appendix 2 has replaced reference to an annexure document at clause 3.3.5. Appendix 2 has been added to the end of the OPA service agreement and provides opportunity for service providers to add their own service provider terms and conditions and documents containing their service provider terms and conditions to the OPA service agreement as an appendix.
- Compliance with NDIS code of conduct rules – clause 3.3.11 has been added to specifically draw the service provider’s attention to the requirement under the NDIS Code of Conduct Rules 2018 to declare all conflicts of interest, real or perceived. Where real or perceived conflicts of interest exist, these must be declared to the guardian for their approval.
- Notification of NDIS compliance actions – clause 3.3.12 has been added to require service providers to notify the guardian of any NDIS compliance action taken against the service provider by the NDIS Quality and Safeguards Commission.
- Guardian’s responsibilities – new clauses have been added to provide further clarity about the role and responsibilities of a guardian with the NDIS services function, as required under the Guardianship and Administration Act 1990 as follows:
- Guardian’s decisions – clause 3.5.6 (3.5.5 in the plan management service agreement) has been added to confirm that a guardian will make decisions, for example a decision to provide consent to share information, in conjunction with the delivery of NDIS services.
- Recording service delivery information – clause 3.5.7 (3.5.6 in the plan management service agreement) has been added to clarify that a guardian will endeavour to acknowledge receipt of, but not sign, service delivery information.
- Guardian’s decisions – clause 3.5.6 (3.5.5 in the plan management service agreement) has been added to confirm that a guardian will make decisions, for example a decision to provide consent to share information, in conjunction with the delivery of NDIS services.
- Participant rights after cessation of the Public Advocate’s appointment - clause 3.1.6 has been expanded to better enable the participant or a private guardian, if they so choose, to enforce the terms of the OPA service agreement after the Public Advocate’s appointment has ceased
- Conflict and precedence provisions - clause 3.4.4A has been updated to exclude clauses 3, 4, 5 (support coordination service agreement only) 7.1, 7.2, 7.4 and 8.8 (9.8 in the support coordination service agreement) from clause 3.4.4. This tightening of the conflict and precedence provisions is to better support OPA to keep participants safe while enabling increased flexibility to service providers through populating Appendix 2.
More information about how these changes enable OPA to appropriately balance service provider flexibility with adult safeguarding requirements is available in the Frequently Asked Questions section of the ‘Service Agreements - National Disability Insurance Scheme for service providers’ page on the OPA website.
- Termination – clause 7.1.2 (8.1.2 in the support coordination service agreement) has been added to enable service providers to propose an extension to the notice period required where a guardian terminates the service agreement under clause 7.1 (termination for convenience). The notice period can be extended to a maximum of 90 days and would be proposed in the service provider’s terms and conditions. The addition of this clause strikes a balance between locking down the termination clauses through conflict and precedence provisions but still enabling service providers scope to operate their business as per relevant elements of their own business model.
This clause has been added to all OPA service agreements except for the ‘specialist disability accommodation service agreement’, where 90 days’ notice is a mandatory requirement under the NDIS (Specialist Disability Accommodation) Rules 2021.
- Confidential information – clause 3.8 has been added to stipulate OPA’s requirements about the participant’s confidential information.
- Support coordinator’s notation – an instruction has been added to clarify that the support coordinator is required to:
- Undertake due diligence to confirm that the support/s that are the subject of the service agreement are NDIS supports, or replacement support/s approved by the National Disability Insurance Agency (NDIA) for the participant and are to be delivered as set out in the NDIS plan.
- Undertake due diligence to confirm that NDIS funding is available in the participant’s plan to allocate to the service provider to pay for the supports set out in the service agreement.
- Perform a ‘compliance and enforcement actions’ check through the NDIS Quality and Safeguards Commission website and advise the guardian of any adverse findings.
- Definitions - extended to include ‘Confidential Information’, ‘NDIS Code of Conduct Rules’, ‘NDIS Compliance Action’, ‘NDIS Supports’. and ‘Replacement Support’.
‘Terms and Conditions’ has been renamed ‘Service Provider’s Terms and Conditions’ and the definition has been expanded to clarify that ‘Service Provider’s Terms and Conditions’ are a separate appendix to the OPA Service agreement and not a service agreement. The term ‘Service Provider’s Terms and Conditions’ incorporates plan management providers, specialist disability accommodation providers and support coordination providers through its definition.
‘Replacement Support’ has not been added to the ‘plan management’ and ‘specialist disability accommodation’ service agreements, as these documents do not refer to ‘Replacement Support’. Supports which are ‘stated’ by the NDIA cannot be replaced. Plan Management and Specialist Disability Accommodation are both always ‘stated’ by the NDIA.
The definition of ‘Service Agreement’ has been expanded to clarify that service agreement refers to an OPA service agreement and that service provider terms and conditions are not a service agreement.
- Minor typographical errors – corrected.
- Support coordination service agreement – the following changes have been made exclusively to the support coordination service agreement:
- Support coordinator responsibilities – clause 3.3.7 has been strengthened to describe actions required to coordinate supports which now includes making support recommendations to the guardian and checking the NDIS Quality and Safeguards Commission website to see if there are current compliance actions against a service provider.
- Multiple support coordination providers - the support coordination service agreement has been updated to better accommodate the simultaneous provision of support coordination services by more than one support coordination provider as follows:
- The ‘Service’ box in the ‘Parties’ section on page one has been unlocked to enable the support coordination provider to specify whether they are providing specialist support coordination, support coordination, or recovery coach services.
- A ‘Support Coordinator’s Notation’ page has been added to clarify that the support coordination provider who has overall responsibility for service design, is to confirm that the services of the other support coordination provider/s are part of the overall design of support coordination services, and due diligence to confirm the availability of budget has been carried out.
- The ‘Service’ box in the ‘Parties’ section on page one has been unlocked to enable the support coordination provider to specify whether they are providing specialist support coordination, support coordination, or recovery coach services.
- Compensation – clause 3.5.5 is a standard clause across the suite of OPA service agreements to enable a guardian to account for compensation in their services decision making. This clause has been added to the ‘support coordination service agreement’ to enable a compensation reduction amount to be applied to support coordination if agreed.
- Definitions - ‘Support Coordination Provider’ and ‘Recovery Coach’ have been added to the definitions.
- Support coordinator responsibilities – clause 3.3.7 has been strengthened to describe actions required to coordinate supports which now includes making support recommendations to the guardian and checking the NDIS Quality and Safeguards Commission website to see if there are current compliance actions against a service provider.
- Specialist disability accommodation (SDA) service agreement – addition of a standard safeguarding clause as follows:
- clause 3.3.2 has been added to require that specialist disability accommodation (SDA) providers keep the guardian informed of any changes to the participant’s situation which may impact on the provision of services or the participant’s support needs.
This is a standard clause in other OPA service agreements, which was previously not included in the ‘SDA service agreement’ because the nature of the service is brick and mortar. OPA’s view is now that SDA providers may have information about the safety of participants, which should be shared with guardians.
- clause 3.3.2 has been added to require that specialist disability accommodation (SDA) providers keep the guardian informed of any changes to the participant’s situation which may impact on the provision of services or the participant’s support needs.
- Plan management service agreement – addition of a standard safeguarding clause as follows:
- clause 3.3.10 has been added to require that plan management providers deliver supports in such a way as to give effect to the personal and lifestyle decisions of the guardian.
This is a standard clause in other OPA service agreements, which was previously not included in the ‘plan management service agreement’ because the nature of the service is administrative. OPA’s view is now that in some exceptional circumstances this clause may be relevant to plan management providers.
- clause 3.3.10 has been added to require that plan management providers deliver supports in such a way as to give effect to the personal and lifestyle decisions of the guardian.
- Service Agreement Amendment Schedules – all documents have been updated to include clarity of responsibilities in the ‘Support Coordinator’s Notation’.
Version 5.0
Show more- Provider Terms and Conditions – 3.3.3 broadened to include lawful, fair and reasonable service provider Terms and Conditions that may not be NDIS Quality and Safeguarding requirements.
- Compensation and private payment arrangements – 3.5.5 added to enable a guardian to agree to a NDIS services and payment with NDIS funding, but service only (not payment arrangements) where private funding arrangements including compensation are in place. Minor related amendments to Schedule 2 and Appendix 1.
- Service Provider Engagement Date – added to Schedule 1 to clarify the term of the agreement under clause 2.1 when a new provider commences delivering services mid-plan. This change will better support Plan Managers with paying invoices where there has been a change of provider.
- Conflict and Precedence provisions – 3.4.4A extended to prevent Provider’s Terms and Conditions taking precedence over OPA’s requirement at 8.8 that any sub-contracting arrangements must be agreed by the Guardian in writing.
- Definitions - extended to include ‘Compensation Reduction Amount’ and ‘Engagement Date’.
- Participant specific annexure – previously at 3.3.5 in the Miscellaneous Services, Home and Living with Occupancy and Support Coordination service agreements has been removed. Where required this information can more appropriately be included in Appendix 1.
- Minor typographical errors - corrected.
- Plan Management Service Agreement – The following changes have been made to provide increased clarity that each party is responsible for their own actions or inactions and not the actions or inactions of others. Increased clarity that parties must comply with legislative requirements and NDIS policy.
- 3.3.3A has been adjusted to clarify that the Participant and the Guardian will not be liable for overspends when acting reasonably and in good faith (previously stated not responsible for overspends).
- 3.3.8 has been adjusted to clarify that the Plan Management Provider is responsible for their own actions and not the actions of other stakeholders.
- 3.1.9 has been added to require the Plan Manager to comply with all statutory, government and legal requirements and deliver a service which is compliant with NDIS requirements, policies and procedures. The clause had been omitted in the Plan Management Service Agreement and this change is consistent with broad requirements across the suite of OPA service agreements.
- 3.3.3A has been adjusted to clarify that the Participant and the Guardian will not be liable for overspends when acting reasonably and in good faith (previously stated not responsible for overspends).
Version 4.0
Show more- Indemnity – Remove third party indemnitees and narrow and simplify scope.
- Conflict and Precedence provisions – Extended to prevent Provider’s Terms and Conditions taking precedence over the provider responsibilities stated at 3.2 and the indemnity stated at 3.7.
- Annexure to service agreement - 3.3.4 has been updated to further clarify how to annexe Provider’s Terms and Conditions to a service agreement. An annexure template (WORD, 16KB) has been created.
- Definitions - Remove ‘Personnel’ as not referred to in the body of the document. Add ‘Funding Period’ and ‘Plan Extension’. Modify ‘End Date’, ‘Start Date’ and ‘Terms and Conditions’.
- Provisions of service agreement – The terms and conditions of the service agreement are now referred to as provisions. This change has been made to differentiate between the provisions of the service agreement and any Provider Terms and Conditions that may be annexed to the service agreement.
- Funding periods – include in 3.2.4 a requirement that the Provider will charge the Participant according to the applicable Funding Period set by the NDIA.
- Participant understanding of information – the words ‘to the extent possible’ have been added to 3.3.2 to accommodate variance in participant capability, particularly where very minimal comprehension may be possible.
- Participant goals - 3.4.1 adjusted to reflect that Participant goals to can be provided by the Support Coordinator or Guardian.
- Schedule 2 – The ‘Note’ on Schedule 2 has been adjusted to refer to the ‘Plan period applicable to the Service Provider’ not the ‘entire Plan’ period.
- Plan rollover – Schedule 2 wording adjusted to provide for carry forward of funds at plan rollover. This is required where original plan did not use an OPA service agreement, so an OPA Service Agreement Amendment Schedule is not relevant.
- Appendix 1 – Addition of a sentence before the table to explain the purpose of Appendix 1 (given that information is similar to Schedule 2). Adjustment to table headers for additional clarity and to add Funding Periods in final column.
- SDA Service Agreement - 3.2.3.A has been added to accommodate a Service Provider business model where a zero cost SDA service may be provided to the Participant pending a Home and Living decision from the NDIA.
Versions 1-3
Show more- Service Agreements – were created from the original service deed documents for ease of executing the documents in Western Australia.
- Insurance – the provisions in 4 were changed to align with the expectations set out in NDIS Practice Standards and Quality Indicators. Reference to insurance requirements was deleted from Schedule 1.
- Provider information and business decisions – 3.3.3 and 3.4.4 was added to allow providers to annexe business specific information, including demonstrating how they meet NDIS Quality and Safeguarding requirements, to an OPA Service Agreement.
- Participant specific information and decisions – 3.3.5 was added to enable participant specific decisions to be annexed to the OPA Service Agreement where required (if this is necessary above inclusion in Appendix 1, Schedule of Supports). 3.3.5A and 3.3.5B were added to clarify responsibility where NDIS funds may be overspent and ongoing requirements that all terms and conditions must remain Lawful, fair and reasonable.
- Provider Terms and Conditions – 3.4.4 was strengthened with addition of the word Lawful in the requirement that Provider terms and conditions must be Lawful, fair and reasonable. 3.4.4A was added to clarify the conflict and precedence provisions of 3.4.4.
- Pricing arrangements – 3.2.5 was updated to include a reference to notional pricing. 8.1.1 was updated to include a reference to indexation which clarifies and aligns with 3.2.5.
- Definitions – definitions for Service Agreement, Terms and Conditions and Indexation were added. Deed was deleted.
- Planned and coordinated transition between providers – the word possible has been added to 3.3.11 to align with NDIS Practice Standards and Quality Indicators.
- Supporting participant understanding of information – the word best has been added to 3.3.1 to accommodate variance in participant understanding, particularly where very minimal understanding may be possible.
- SDA Service Agreement
- the participant termination notice period in 7.1 has been changed to 90 days to align with the service provider requirement for termination notice period in 7.3.
- A requirement to provide the SDA property address has been added to page 1 of the OPA Service Agreement.
- 3.3.11 has been added to meet NDIS Practice Standards and Quality Indicator requirements that where SIL and SDA are funded in the participant’s plan the roles and responsibilities of the SIL and the SDA provider must be agreed and outlined.
- An SDA Service Agreement Amendment Schedule has been added to the suite of service agreements to enable the SDA service agreement to be amended across NDIS plan periods to align with a Residential Tenancy Agreement.
- Home and Living (with Occupancy Rights) Service Agreement – 3.3.12 has been added to meet NDIS Practice Standards and Quality Indicator requirements that where SIL and SDA are funded in the participant’s plan the roles and responsibilities of the SIL and the SDA provider must be agreed and outlined.
- Editing
- Re-numbered clauses to accommodate the addition of new paragraphs.
- Changes to descriptors in the Parties table on page 1 of each OPA Service Agreement to increase clarity.
- Minor editing changes to address typographical errors.
- Plan Management Service Agreement – Global editing change wherein the organisation is referred to as Plan Management Provider and the worker is referred to as Plan Manager.
- Support Coordination Service Agreement – Global editing change wherein the organisation is referred to as Support Coordination Provider and the worker is referred to as Support Coordinator.